Search Result

221 - 240 of 1129 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2013

SUP 10A.13 Application for approval and withdrawing an application for approval

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions