Search Result

481 - 500 of 1295 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars