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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

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SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

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LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

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COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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