Search Result

621 - 640 of 1208 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2014

CASS 11.3 Responsibility for CASS operational oversight

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

CONC 7.14 Settlements, disputed and deadlocked debt

As Published: 2014

CONC 7.14 Settlements, disputed and deadlocked debt

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege