Search Result

561 - 580 of 1299 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

CONC 6.6 Pawn broking: conduct of business

As Published: 2014

CONC 6.6 Pawn broking: conduct of business

IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

CASS 10.3 Existing records forming part of the CASS resolution pack

As Published: 2012

CASS 10.3 Existing records forming part of the CASS resolution pack

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes