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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2013

SUP 10A.13 Application for approval and withdrawing an application for approval

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

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SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

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SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

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PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

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