Search Result

121 - 140 of 878 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus