Search Result

741 - 760 of 1193 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

As Published: 2006

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

LR 12.1 Application

As Published: 2005

LR 12.1 Application

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise