Search Result

521 - 540 of 1245 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

IFPRU 10.4 Capital conservation measures

As Published: 2014

IFPRU 10.4 Capital conservation measures

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

IFPRU 4.1 Application and purpose

As Published: 2013

IFPRU 4.1 Application and purpose

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes