Search Result

501 - 520 of 942 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation