Search Result

441 - 460 of 1181 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements