Search Result

401 - 420 of 1212 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

CONC 7.13 Data accuracy and outsourced activities

As Published: 2014

CONC 7.13 Data accuracy and outsourced activities

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

COND 1.1A Application

As Published: 2013

COND 1.1A Application

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services