Search Result

361 - 380 of 1221 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions