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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

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LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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CASS 11.3 Responsibility for CASS operational oversight

As Published: 2014

CASS 11.3 Responsibility for CASS operational oversight

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RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

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CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

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LR 2.2 Requirements for all securities

LR 5.4A Transfer between listing categories: Equity shares

COLL 8.2 Constitution

SUP 16.15 Reporting under the Electronic Money Regulations

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SYSC 21.1 Risk control: guidance on governance arrangements

REC 3.15 Suspension of services and inability to operate facilities

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading