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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations