Search Result

281 - 300 of 1166 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions