Search Result

261 - 280 of 765 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

REC 1.1 Application

As Published: 2005

REC 1.1 Application

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

BIPRU 9.2 Approach to be used

As Published: 2007

BIPRU 9.2 Approach to be used

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

COND 1.1A Application

As Published: 2013

COND 1.1A Application

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

LR 17.1 Application

As Published: 2005

LR 17.1 Application

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

As Published: 2007

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2007

BIPRU 3.3 The use of the credit assessments of ratings agencies

BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria