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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

As Published: 2013

DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

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