Search Result

601 - 620 of 1200 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations