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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

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CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

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DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

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GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

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FEES 6.5A The retail pool

PRIN 3.3 Where?

PERG 10.4 Pension scheme service providers other than trustees

CONC 7.4 Information on status of debts

LR 15.4 Continuing obligations

SUP 13.5 Notices of intention

COBS 6.4 Disclosure of charges, remuneration and commission

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

LR 18.2 Requirements for listing

SUP 9.1 Application and purpose

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

PERG 8.31 Exclusions for advising on investments

CONC 7.9 Contact with customers

LR 10.8 Miscellaneous

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading