Search Result

561 - 580 of 1092 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

COND 1.1A Application

As Published: 2013

COND 1.1A Application

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

CONC 1.3 Guidance on financial difficulties

As Published: 2014

CONC 1.3 Guidance on financial difficulties

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information