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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

CASS 10.2 Core content requirements

As Published: 2012

CASS 10.2 Core content requirements

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent