Search Result

441 - 460 of 1246 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

ICOBS 2.5 Exclusion of liability and reliance on others

As Published: 2008

ICOBS 2.5 Exclusion of liability and reliance on others

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes