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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

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REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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SUP 5.2 The appropriate regulator’s power

As Published: 2001

SUP 5.2 The appropriate regulator’s power

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