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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

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MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

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LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

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REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

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SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

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GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

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LR App 2.1

As Published: 2005

LR App 2.1

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PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

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COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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