Search Result

401 - 420 of 1179 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

PERG 13.2 General

As Published: 2011

PERG 13.2 General

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission