Search Result

381 - 400 of 1287 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2014

IFPRU 4.6 Internal ratings based approach: probability of default

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

MAR 8.3 Requirements for benchmark administrators

As Published: 2013

MAR 8.3 Requirements for benchmark administrators

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities