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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

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LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

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RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

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BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

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