Search Result

141 - 160 of 880 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

PERG 13.2 General

As Published: 2011

PERG 13.2 General

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose