Search Result

121 - 140 of 1256 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous