Search Result

461 - 480 of 1158 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports