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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

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PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

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PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

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LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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