Search Result

241 - 260 of 664 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

CONC 2.2 General principles for credit-related regulated activities

As Published: 2014

CONC 2.2 General principles for credit-related regulated activities

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

MCOB 6.3 General

As Published: 2004

MCOB 6.3 General

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

COBS 16.1 General client reporting requirement

As Published: 2007

COBS 16.1 General client reporting requirement

COBS 21.1 Application

As Published: 2007

COBS 21.1 Application

COBS 7.1 Application

As Published: 2007

COBS 7.1 Application

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values