Search Result

641 - 660 of 1255 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 4.1 The IRB approach: Application, purpose and overview

As Published: 2006

BIPRU 4.1 The IRB approach: Application, purpose and overview

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness