Search Result

581 - 600 of 687 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2007

COBS 4.10 Systems and controls and approving and communicating financial promotions

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars