Search Result

301 - 320 of 934 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

PERG 13.2 General

As Published: 2011

PERG 13.2 General

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

PERG 15.2 General

As Published: 2011

PERG 15.2 General

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control