Search Result

281 - 300 of 934 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

…

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

…

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

…

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

…

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

…

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

…

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

…

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

…

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

…

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

…

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

…

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

…

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

…

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

…

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

…

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

…

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

…

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

…

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

…

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

…