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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

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MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

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CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

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CONC 3.5 Financial promotions about credit agreements not secured on land

As Published: 2014

CONC 3.5 Financial promotions about credit agreements not secured on land

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PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

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GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

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CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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Similar To

SYSC 7.1 Risk control

COLL 6.13 Record keeping

MCOB 7.1 Application

FIT 1.1 Application and purpose

CASS 6.2 Holding of client assets

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

CONC 11.1 The right to cancel

MCOB 8.3 Application of rules in MCOB 4

CONC 4.1 Content of quotations

FEES 6.1 Application

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

REC 3.14 Products, services and normal hours of operation

PERG 5.3 Contracts of insurance

CONC 3.5 Financial promotions about credit agreements not secured on land

PERG 7.2 Introduction

GENPRU 3.2 Third-country groups

COND 1.1A Application

SUP 14.3 Changes to cross border services

CONC 8.3 Pre contract information and advice requirements

MCOB 5.1 Application