Search Result

921 - 940 of 1078 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers

REC 3.23 Default

As Published: 2011

REC 3.23 Default

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

DTR 1C.1 Application and purpose (Primary information providers)

As Published: 2014

DTR 1C.1 Application and purpose (Primary information providers)

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

IFPRU 5.1 Application and purpose

As Published: 2014

IFPRU 5.1 Application and purpose

ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

FEES 5.7 Payment

As Published: 2009

FEES 5.7 Payment

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

DTR 8.1 Application

As Published: 2014

DTR 8.1 Application

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application