Search Result

921 - 940 of 1157 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

PERG 8.16 Financial promotions concerning funeral plans

As Published: 2005

PERG 8.16 Financial promotions concerning funeral plans

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

REC 1.1 Application

As Published: 2005

REC 1.1 Application

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

COBS 6.1G Re-registration of title to retail investment products

As Published: 2011

COBS 6.1G Re-registration of title to retail investment products

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

CONC 5.1 Application

As Published: 2014

CONC 5.1 Application

COBS 20.3 Principles and Practices of Financial Management

As Published: 2008

COBS 20.3 Principles and Practices of Financial Management

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures