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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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IFPRU 2.1 Application and purpose

As Published: 2014

IFPRU 2.1 Application and purpose

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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MCOB 2.5A The customer's best interests

As Published: 2012

MCOB 2.5A The customer's best interests

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COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

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DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

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LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

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