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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

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COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

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RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

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CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

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PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

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PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

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PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

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CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

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PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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MCOB 6.4 Mortgages: content of the offer document

As Published: 2004

MCOB 6.4 Mortgages: content of the offer document

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COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

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PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

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SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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