Search Result

641 - 660 of 835 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

COBS 16.1 General client reporting requirement

As Published: 2007

COBS 16.1 General client reporting requirement

LR 16.1 Application

As Published: 2005

LR 16.1 Application

COLL 13.1 Introduction

As Published: 2012

COLL 13.1 Introduction

COBS 4.3 Financial promotions to be identifiable as such

As Published: 2009

COBS 4.3 Financial promotions to be identifiable as such

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

COBS 7.1 Application

As Published: 2007

COBS 7.1 Application

COLL 4.1 Introduction

As Published: 2013

COLL 4.1 Introduction

COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

SYSC 13.10 Insurance

As Published: 2006

SYSC 13.10 Insurance

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2012

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

DISP App 3.5 Re-assessing rejected claims

As Published: 2010

DISP App 3.5 Re-assessing rejected claims