Search Result

601 - 620 of 1009 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report