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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

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SUP 5.2 The appropriate regulator’s power

As Published: 2001

SUP 5.2 The appropriate regulator’s power

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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LR 12.1 Application

As Published: 2005

LR 12.1 Application

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SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

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COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

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PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

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CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

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REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

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SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

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GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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