Search Result

461 - 480 of 1201 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information