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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

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PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

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PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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DISP App 3.7 Approach to redress

As Published: 2011

DISP App 3.7 Approach to redress

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PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

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COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

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PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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