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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

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SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

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PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information

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LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

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