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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

DISP App 3.4 Root cause analysis

As Published: 2010

DISP App 3.4 Root cause analysis

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting