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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

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APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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Similar To

SUP 15.2 Purpose

COLL 5.4 Stock lending

LR 8.7 Supervision of sponsors

CONC 10.1 Application and purpose

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

REC 2.7 Access to facilities

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COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

DTR 1C.1 Application and purpose (Primary information providers)

DTR 8.1 Application

DTR 8.3 Criteria for approval as a primary information provider

SUP 6.2 Introduction

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading